FINRA Guidance on Social Media

Great news, the answers we've all been waiting for regarding the application of FINRA rules governing communications with the public via social media and other emerging technologies have been released. 

In plain English using a Q&A format, FINRA addresses texting, hyperlinks to third-party sites, native advertising, influencer posts and more. They remind members about record keeping requirements and clarify how to handle public comments on your social media platforms. 

Read the Regulatory Notice.

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